DCSIMG

Compliance

JAMES SWAISLAND

JAMES SWAISLAND

COLLINS Stewart Wealth Management has appointed James Swaisland to lead the compliance team in the Isle of Man, Guernsey and Jersey.

Mr Swaisland will work with all departments and the compliance team to ensure Collins Stewart continues to adhere to all relevant legislation and financial regulation within the three jurisdictions.

He has worked in the investment compliance industry for more than 15 years and has held a number of senior departmental positions in Guernsey and the UK.

He began his career at The Royal Bank of Canada as a graduate trainee in the compliance department and moved to the UK to take on senior roles at firms including Johnson Fry Asset Managers PLC in London and Aberforth Partners LLP in Edinburgh.

Mr Swaisland has a Diploma in Investment Compliance from the Chartered Institute for Securities and Investment, and a degree in Public Sector Management from Sheffield Hallam University.

After a number of years working in the UK, Mr Swaisland, has decided to return to Guernsey with his family to take on the senior position at Collins Stewart.

‘I am looking forward to getting to grips with the size and breadth of the Collins Stewart business with its wide range of international products and services,’ he said.

‘The challenge continually faced by compliance professionals is coping with the pace and variety of regulatory change combined with the increased influence of global regulation on our local markets. I’ll be working with the Collins Stewart compliance team to ensure we are at the forefront of all regulatory changes in all jurisdictions.’

 
 
 

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